RefeRral Process Overview

Referral to the FRP:

Prior to referral by ASIC

Referral to the FRP

ASIC referral:

Lodging entity referral:

Format and content of referral and subsequent submissions/rebuttals



Invalid referral

Constitution of Sitting Panel (Panel)

Initial submissions from ASIC and lodging entity (Parties)

Further submissions

Representatives, witnesses and evidence

Conduct of proceedings


Consider and report on submissions

The FRP’s determination


Referral Process